• Home
  • SERVICES
    • Our Value Proposition
    • Insurance Policy Reviews
    • Individual Exec. Benefits
    • Estate Planning
    • Shareholder Funding
    • Key Person Insurance
    • Collateral Life Insurance
    • Personal Risk Management
    • Downloadable Brochures
  • COMPLIANCE
    • Privacy Policy
    • Anti-Money Laundering
    • Complaint Review Policy
    • Contributions
    • Conflicts of Interest
    • Fair Market Competition
    • Use of Client Information
    • Client Complaint Form
    • Downloadable Policies
  • CONTACT
  • FR
  • OUR TEAM
  • Assurances LMB
  • More
    • Home
    • SERVICES
      • Our Value Proposition
      • Insurance Policy Reviews
      • Individual Exec. Benefits
      • Estate Planning
      • Shareholder Funding
      • Key Person Insurance
      • Collateral Life Insurance
      • Personal Risk Management
      • Downloadable Brochures
    • COMPLIANCE
      • Privacy Policy
      • Anti-Money Laundering
      • Complaint Review Policy
      • Contributions
      • Conflicts of Interest
      • Fair Market Competition
      • Use of Client Information
      • Client Complaint Form
      • Downloadable Policies
    • CONTACT
    • FR
    • OUR TEAM
    • Assurances LMB
  • Home
  • SERVICES
    • Our Value Proposition
    • Insurance Policy Reviews
    • Individual Exec. Benefits
    • Estate Planning
    • Shareholder Funding
    • Key Person Insurance
    • Collateral Life Insurance
    • Personal Risk Management
    • Downloadable Brochures
  • COMPLIANCE
    • Privacy Policy
    • Anti-Money Laundering
    • Complaint Review Policy
    • Contributions
    • Conflicts of Interest
    • Fair Market Competition
    • Use of Client Information
    • Client Complaint Form
    • Downloadable Policies
  • CONTACT
  • FR
  • OUR TEAM
  • Assurances LMB
The Insurance Advisory Group Inc.

Downloadable Compliance Policies

As a leading individual insurance brokerage firm, IAG upholds the highest professional standards in best practices, due diligence and compliance when managing client and third-party assets.  We regularly review insurer offerings to ensure that our clients’ policies are held in compliance throughout every step of the policy placement and management process.  Please contact us to receive a copy of our compliance policy on any of the following areas of interest: 

IAG Compliance Policy_Privacy (pdf)Download
IAG Compliance Policy_Anti-Money Laundering Due Diligence (pdf)Download
IAG Compliance Policy_Complaint Examination (pdf)Download
IAG Compliance Policy_Contributions (pdf)Download
IAG Compliance Policy_Conflicts of Interest (pdf)Download
IAG Compliance Policy_Fair Marketplace Competition Practices (pdf)Download
IAG Compliance Policy_Use of Client Information (pdf)Download
IAG Privacy Brochure (pdf)Download

 Copyright © 2024 The Insurance Advisory Group Inc.


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